The Commodity Futures Trading Commission (CFTC) today issued an order simultaneously filing and settling charges against Richard D. Neal of North Carolina and his company Golden Signals LLC, for engaging in fraud while acting as a commodity trading advisor (CTA) and commodity pool operator (CPO), for failing to register as a CTA and CPO, and…
Read More “CFTC imposes $2.6M in penalties on binary options scam Golden Signals” »
State Street Corporation (NYSE:STT) today announced that Insights, the firm’s research platform that offers clients proprietary research, exclusive data-driven indicators and the latest market commentary from the firm’s team of global macro strategists, will begin to roll-out a broad range of new tools and functionalities in 2022 and into 2023. Insights keeps clients up-to-date with…
Read More “State Street to add new tools and functionalities to Insights platform” »
North American Derivatives Exchange, Inc. (Nadex), which will soon have a new owner, has banned Liang Zheng for engaging in manipulative scheme to defraud Nadex Markets. On August 7, 2019, the Compliance Department sent Liang Zheng an Account Inquiry Letter requesting, among other things, general background information, source of funds information and details regarding her…
Read More “Nadex bans trader for engaging in manipulative scheme” »
Cboe today unveiled another set of enhancements to Cboe Silexx, a multi-asset order execution management system (OEMS) that caters to the professional marketplace. Corporate Calendar now includes a brand new module displaying earnings and dividend announcements for the upcoming 30 days via Wall Street Horizon. Option Chain now displays earnings and dividend announcements for the…
Read More “Cboe Silexx enhances Corporate Calendar and Option Chain” »
Admiral Markets AS, the Estonia based Retail FX and CFDs brokerage group with operates the Admirals brand, has issued a statement regarding the decision of Estonia financial regulator Finantsinspektsioon t0 fine the company regarding the reporting of client trades. The Estonian Financial Supervision Authority has forwarded a misdemeanor decision to Admiral Markets AS, according to…
Read More “Admiral Markets gets misdemeanour decision from Estonia regulator, pays €20K fine” »
Texas Securities Commissioner Travis J. Iles has entered an emergency cease and desist order against Wireless Management, LLC, and its principal, William S. Rogers. It accuses the parties of promoting investments tied to a technology leveraging a decentralized network of global hotspots that permits cryptocurrency mining while providing wireless access for others. Although Wireless Management…
Read More “Texas Commissioner stops cryptocurrency mining scam Wireless Management” »
There has been little positive news on the action taken by the Commodity Futures Trading Commission (CFTC) against the head of fraudulent binary options schemes, such as Option Mint and Option King. This becomes clear from a status report submitted by the CFTC at the Ohio Northern District Court on February 22, 2022. The document,…
Read More “CFTC updates on its action against head of $10M binary options scam” »
Cboe Global Markets, Inc, a leading provider of global market infrastructure and tradable products, today announced the promotion of Greg Hoogasian to Executive Vice President, Chief Regulatory Officer, and appointment to the company’s executive leadership team. Mr Hoogasian was previously Senior Vice President, Chief Regulatory Officer at Cboe. In this new role, he will continue…
Read More “Cboe promotes Greg Hoogasian to Exec VP, Chief Regulatory Officer” »
Leading Swiss online trading firm Swissquote has further expanded its Themes Trading offering via the addition of Gender Equality certificate. Gender equality has been the focus of several studies and research reports in recent years, and the general consensus is that achieving parity will have countless benefits. In addition to laying the foundations for a…
Read More “Swissquote adds Gender Equality to Themes Trading lineup” »
Global trading provider INFINOX has announced that the MetaTrader 5 (MT5) trading platform is now available to its clients. This makes even more asset classes accessible to INFINOX clients, and offers more trading opportunities. The MT5 platform addition is being rolled out across Latin America, MENA, Southeast Asia and the UK, where the company is…
Read More “INFINOX unveils advanced MetaTrader 5 into its platform offering” »
