The Options Clearing Corporation (OCC) today announced two new members of its Board of Directors: Mike Nowak, Chief Financial Officer at ABN AMRO Clearing Chicago LLC (AACC), and Rob Hocking, Senior Vice President, Head of Multi-Asset Solutions and Derivatives Strategy for Cboe Global Markets. “Adding Mike and Rob to OCC’s Board of Directors further strengthens…
The Australian Securities and Investments Commission (ASIC) today announces another development in the saga around Halifax Investment Services Pty Ltd. Former Halifax Investment Services Pty Ltd auditor Robert James Evett’s company auditor registration has been cancelled by the Companies Auditors Disciplinary Board (CADB) following an application by ASIC. Mr Evett was the lead auditor in…
Read More “ASIC secures cancellation of registration of Halifax Investment Services’ auditor” »
Japanese online trading company Monex, Inc, a subsidiary of Monex Group, Inc (TYO:8698), today announces that it will begin offering over-the-counter US stock trading services starting September 21, 2021. Monex has been working with its US-based group company TradeStation Group, Inc. to provide US stock trading services that set it apart from other online brokerages….
The trial in the case brought by the Securities and Exchange Commission (SEC) against former Nomura trader James Im is set to be postponed. This becomes clear a brief order entered by Judge J. Paul Oetken of the New York Southern District Court. The order, signed on September 14, 2021, states that, as a result…
Read More “Trial of former Nomura trader James Im gets postponed until 2022” »
Global Retail FX and CFSs broker BDSwiss has announced a new partnership with PayRetailers, a premier payment platform operating in Latin America which offers a diverse suite of payment options via a single seamless API integration. The main advantage of PayRetailers is access to cash-based payment types which are still the main pillars of money…
Read More “BDSwiss adds payments for Latin America clients via PayRetailers” »
Market data analytics provider big xyt has announced that Equiduct, the pan-European equities and ETFs exchange, has implemented big xyt’s Liquidity Cockpit to gain new insights into the pan-European liquidity landscape and the quality of execution achieved via Equiduct’s Apex service. The project implementation was recently completed and already Equiduct noted that it is seeing…
Saxo Group – India has reached another milestone in its growth journey. Saxo Group – India has celebrated the inauguration ceremony of the second facility in Gurugram. The ceremony was graced by H.E Freddy Svane – Ambassador of Denmark in India, Søren Kyhl -Deputy CEO & COO, Saxo Bank and Ashok Kalyanswamy – CIO, Saxo…
Read More “Saxo Group – India marks another milestone in its growth journey” »
The Australian Securities & Investments Commission (ASIC) today published a report on its licensing and professional registration activities for the 2020–21 financial year, that is, the period from July 2020 to June 2021. In the 2020–21 financial year, ASIC received significantly more new and variation AFS and credit licence applications (1,883) compared to the previous…
Read More “ASIC grants 339 new Australian Financial Services licenses in 2020-21” »
Coinbase Global, Inc (NASDAQ:COIN) has just announced the pricing of $1.0 billion aggregate principal amount of its 3.375% Senior Notes due 2028 and $1.0 billion aggregate principal amount of its 3.625% Senior Notes due 2031in its previously announced private offering. The aggregate principal amount of the offering was increased from the previously announced offering size…
Read More “Coinbase lifts size of capital raise to $2 billion” »
Beeks has extended their Asia-Pacific presence with access to the Australian Securities Exchange (ASX) offering colocation services into the Australian Liquidity Centre (ALC) to allow direct market access and low latency cloud services. The Australian Liquidity Centre is the only data centre developed specifically for financial markets in Australia and is the fabric which brings…
Read More “Beeks announces entry into ASX’s Australian Liquidity Centre” »
