CME fines Tradition Securities & Derivatives for block trade rules violations
CME Group today posted a notice of disciplinary action against Tradition Securities & Derivatives LLC. The company has proposed an offer of settlement in which it neither admitted nor denied the alleged CME Rule violations. The rules that Tradition allegedly violated are the following: RULE 526. BLOCK TRADES (in part) The Exchange shall designate the…
Read More “CME fines Tradition Securities & Derivatives for block trade rules violations” »